Manager, Financial Crimes Risk Management - Customer Identification Program
Join arenaflex, a forward-thinking organization that empowers its employees to make a lasting impact on the finance industry. At arenaflex, innovative thought meets creative problem-solving, driving us to challenge the status quo and transform the industry together. As a Manager in Financial Crimes Risk Management, you will play a pivotal role in shaping the Customer Identification Program (CIP) and beneficial ownership processes, ensuring compliance with regulatory requirements and driving improvements to these critical programs.
Your Opportunity
As a key member of the Financial Crimes Risk Management team, you will collaborate with cross-functional teams, including Corporate Risk Management, Internal Audit, and other first-line teams, to ensure the successful execution of the CIP program. Reporting to the CIP Director, you will provide oversight and guidance on existing screening processes, identify enhancements or changes needed to meet regulatory expectations, and tailor training for business units. Your expertise will be instrumental in enhancing and/or creating procedures and program governance documents to support the strategic enhancement of CIP processes.
Key Responsibilities
* Provide oversight and guidance on existing screening processes to identify enhancements or changes needed to meet regulatory expectations
- Collaborate with cross-functional teams to ensure the successful execution of the CIP program
- Assist with audit and regulatory exams to effectively drive improvements to CIP and beneficial ownership processes
- Tailor training for business units to ensure compliance with regulatory requirements
- Enhance and/or create procedures and program governance documents to support the strategic enhancement of CIP processes
- Provide subject matter expertise on BSA/AML, Financial Crimes, Risk Management, and Compliance to support the development of policies and procedures
- Identify and implement opportunities for alignment and improvement across various teams involved with CIP process
Essential Qualifications
* 3+ years of experience in the financial services industry with a working knowledge of banking and/or broker-dealer businesses, financial industry regulations, and practices
- BSA/AML, Financial Crimes, Risk Management, or Compliance knowledge/experience
- Bachelor's degree or equivalent business experience
- Excellent verbal, written, and interpersonal communication skills
- Strong organizational skills, including attention to detail and the ability to work on multiple assignments at the same time
- Positive attitude, enthusiasm, and a strong work ethic with high level of integrity and ethics
- Excellent PC skills, including experience with systems such as Excel, PowerPoint, Word, SharePoint, and case management systems
Preferred Qualifications
* CAMS, ACFCS, Series 7, 9/10, 63, and/or 24 certifications
- Ability to build collaborative relationships across various teams involved with CIP process
- Ability to facilitate working groups and collaborate closely with key stakeholders to identify and implement opportunities for alignment and improvement
- Ability to prioritize effectively in a fast-paced environment and function in a professional manner under pressure
- Ability to take ownership and drive solutions on complex assignments with regulatory and audit implications
- Results-oriented, ability to identify and solve issues in a team environment working with various levels of management and business partners
Skills and Competencies
* Strong analytical and problem-solving skills, with the ability to identify and address complex issues
- Excellent communication and interpersonal skills, with the ability to build and maintain relationships with various stakeholders
- Strong organizational and time management skills, with the ability to prioritize multiple assignments and meet deadlines
- Ability to work in a fast-paced environment, with a high level of integrity and ethics
- Strong technical skills, including experience with systems such as Excel, PowerPoint, Word, SharePoint, and case management systems
Career Growth Opportunities and Learning Benefits
At arenaflex, we are committed to helping our employees grow and develop their careers. As a Manager in Financial Crimes Risk Management, you will have opportunities to:
- Develop your expertise in BSA/AML, Financial Crimes, Risk Management, and Compliance
- Collaborate with cross-functional teams to drive improvements to CIP and beneficial ownership processes
- Provide subject matter expertise to support the development of policies and procedures
- Enhance and/or create procedures and program governance documents to support the strategic enhancement of CIP processes
- Participate in training and development programs to enhance your skills and knowledge
Work Environment and Company Culture
arenaflex is a dynamic and innovative organization that values collaboration, creativity, and a commitment to excellence. Our team is passionate about making a positive impact on the finance industry, and we are looking for individuals who share our vision and values. As a Manager in Financial Crimes Risk Management, you will be part of a team that is dedicated to driving improvements to CIP and beneficial ownership processes, and you will have the opportunity to work with various stakeholders to achieve our goals.
Compensation, Perks, and Benefits
arenaflex offers a competitive compensation package, including a salary, bonus, and benefits. Our benefits include:
- Comprehensive health insurance
- 401(k) plan with company match
- Paid time off and holidays
- Professional development opportunities
- Flexible work arrangements
Conclusion
If you are a motivated and experienced professional with a passion for making a positive impact on the finance industry, we encourage you to apply for the Manager, Financial Crimes Risk Management - Customer Identification Program role at arenaflex. As a key member of our team, you will have the opportunity to drive improvements to CIP and beneficial ownership processes, collaborate with cross-functional teams, and develop your expertise in BSA/AML, Financial Crimes, Risk Management, and Compliance. Apply today to join our dynamic and innovative organization! Apply for this job