[Hiring] Entry Level Compliance Analyst @Crypto
This description is a summary of our understanding of the job description. Click on 'Apply' button to find out more. Role Description This role presents a unique opportunity for a full-time Compliance Analyst to join our Compliance team. You will be responsible for handling inquiries related to CDNA rules and membership obligations, and compliance with CFTC regulations.
- Conduct compliance ad-hoc monitoring for potential rule violations or concerning activities related to trading activity, money-laundering and fraud, and other Nadex rule violations.
- Exhibit strong written and verbal communication skills and routinely communicate with market participants regarding compliance-related functions and investigative responsibilities.
- Communicate compliance analysis and findings to department management and staff, and to other members of the business.
- Perform AML/KYC, sales solicitations, and marketing material reviews.
- Monitor and respond to customer and internal questions for Compliance.
- Conduct and document investigations into potential violations of Exchange rules and/or CFTC regulations.
- Prepare written reports that are reviewed by management staff or presented to Exchange committees.
- Support the Chief Compliance Officer and senior compliance staff in audit and regulatory requests from the CFTC and Internal Audit.
Qualifications
- Bachelor's degree in Finance, Economics, or Business, or equivalent work experience.
- Minimum 1-3 years in Compliance in financial services, or equivalent experience.
- Should have working knowledge of CFTC Regulations for Designated Contract Markets (DCM) and Derivatives Clearing Organizations (DCO).
- Excellent written and oral communication skills.
- Proven ability to manage projects and work independently to bring projects to completion in a fast-paced environment.
- Demonstrated ability to successfully multitask and prioritize job responsibilities.
- Intermediate experience with MS Outlook, MS Word, and MS Excel.
Benefits
- Competitive salary
- Attractive annual leave entitlement including birthday, work anniversary
- 401(k) plan with employer match
- Eligible for company-sponsored group health, dental, vision, and life/disability insurance
- Work Flexibility Adoption Flexi-work hour and hybrid or remote set-up
- Aspire career alternatives through us Our internal mobility program can offer employees a diverse scope.
- Our Crypto.com benefits packages vary depending on region requirements, you can learn more from our talent acquisition team. Apply tot his job Apply To this Job Apply tot his job Apply To this Job
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