Trading and Operations - Analyst
iCapital is looking for an Analyst to join the Structured Investments Distribution team. This role will support the Trading department with operations including order entry, security setup, and resolving trade breaks.
Responsibilities
- Work with trading partners to resolve trade breaks and DKs
- Send offering documents to RBC to have securities set up internally
- Assist with opening new accounts at RBC and in Bloomberg
- Enter orders into iCapital Exchange
- Assist with month-end calendar closeouts
- Confirm orders with RIAs, broker dealers, and issuers to ensure order accuracy
- Run trades in Bloomberg using TOMs
- Monitor TRACE reports and work with trading partners to correct any trades that are unmatched
Skills
- Bachelor's degree in finance or economics
- Series 7 and 63 licenses or must obtain licenses within 4 months of hire date
- Operational or trading experience is preferred
- Strong organizational skills and solid attention to detail
- Strong verbal, written, and interpersonal communication skills
- Proficient with Microsoft Suite (i.e. PowerPoint and Excel)
- Able to escalate and communicate effectively
- Able to work independently and take initiative
Benefits
- Equity for all full-time employees
- Annual performance bonus
- Employer matched retirement plan
- Generously subsidized healthcare with 100% employer paid dental
- Vision
- Telemedicine
- Virtual mental health counseling
- Parental leave
- Unlimited paid time off (PTO)
Company Overview
Company H1B Sponsorship